Interactive

CPD Certified - Core Firms - SMCR Conduct Rules 2020/21 (0.5 points)

RQC Group

Updated Mar 04, 2021

This course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals working at Core Firms who are subject to SMCR, but are neither Senior Managers nor subject to the Certification Regime.

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Compliance

This course is worth 0.5 CPD points

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CPD Certified - Enhanced Firms - SMCR for Conduct Rules 2020/21 (0.5 points)Interactive ⋅ 30 mins

CPD Certified - Limited Scope Firms - SMCR Conduct Rules 2020/21 (0.5 CPD points)Interactive ⋅ 30 mins

CPD Certified - UK Credit Unions - SMCR Conduct Rules 2020/21 (0.5 points)Interactive ⋅ 30 mins

CPD Certified - UK Branches of non-EEA Banks - SMCR Conduct Rules 2020/21 (0.5 points)Interactive ⋅ 30 mins

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RQC GroupGB

RQC Group is an industry-leading financial compliance consultancy with extensive expertise across the UK and the USA. With offices in London and New York, RQC Group specializes in FCA, SEC and CFTC/NFA Compliance Consulting, Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $580 billion. Their industry-leading e-Learning courses deliver engaging solutions across the topics of Senior Managers and Certification Regime (SMCR), FCA Compliance, Anti-Money Laundering, Market Abuse, UK Cyber Security, SEC Compliance and US Cyber Security. All of their UK e-Learning course are CPD-accredited.