This course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals working at UK branches of non-EEA banks who are subject to SMCR, but are neither Senior Managers nor subject to the Certification Regime.
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Compliance
This course is worth 0.5 CPD points