CPD units: 0.5
Knowledge area: Substantive law
Why not litigate? The Royal Commission, ASIC and the future of the enforcement pyramid
Professor Michael Legg, UNSW Law and Stephen Speirs, Associate, Jones Day
This videocast covers the background on current issues such as...
• Compliance and deterrence in securities regulation
• The recommendations of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry in relation to ASIC and enforcement
• Ramifications of ‘Why not Litigate?’ for the traditional regulatory approach of an enforcement pyramid
• The future of negotiated outcomes
Recorded: 4 June 2019