Trade Processing: New Customers/Client Onboarding
Interactive

Trade Processing: New Customers/Client Onboarding

Intuition Publishing
Updated Sep 25, 2020

Client onboarding is the process that a firm must go through before commencing trade with a new client. Trading institutions have similar know your client (KYC) requirements. They must carry out appropriate legal and regulatory checks, obtain relevant information, and complete documentation prior to trading with new clients. We examine how teams collate the relevant reference data on clients and the legal agreements that need to be signed with those clients.