Course
Financial Industry Regulatory Authority (FINRA)
Build an understanding of the functions of arbitration and mediation and the differences between each.
Bankers Academy
Updated Jun 25, 2020This course will provide the learner with an introduction to FINRA and its key responsibilities and functions in regulating U.S. securities firms. The course will provide details regarding the history of FINRA and the various rules that it imposes and enforces.
