Interactive

CPD Certified - Limited Scope Firms - SMCR for Certified Staff 2020/21 (0.75 points)

RQC Group

Updated Mar 04, 2021

This course sets out the aspects of SMCR that are applicable to individuals undertaking Certification Functions, including the Certification Regime and the Conduct Rules. This course is suitable for:

Individuals undertaking Certification Functions
Senior Managers who supervise Certified Employees
Project managers and administrators

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Compliance

This course is worth 0.75 CPD points

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RQC GroupGB

RQC Group is an industry-leading financial compliance consultancy with extensive expertise across the UK and the USA. With offices in London and New York, RQC Group specializes in FCA, SEC and CFTC/NFA Compliance Consulting, Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $580 billion. Their industry-leading e-Learning courses deliver engaging solutions across the topics of Senior Managers and Certification Regime (SMCR), FCA Compliance, Anti-Money Laundering, Market Abuse, UK Cyber Security, SEC Compliance and US Cyber Security. All of their UK e-Learning course are CPD-accredited.