Interactive

CPD Certified - Core Firms - SMCR Overview 2020/21 (0.75 points)

Updated Mar 04, 2021

This course is designed to provide a summary of the SMCR requirements as they apply to a ‘Core Firm’. It reviews the key concepts with a view to ensuring that your firm has a sound understanding of SMCR.

This course is suitable for anyone that is seeking to enhance their understanding of how SMCR applies from the firm’s perspective, including:

Senior Managers
Project managers and administrators
Individuals performing a compliance, risk or audit function
Human resources professionals

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

Compliance

This course is worth 0.75 CPD points

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RQC Group is an industry-leading financial compliance consultancy with extensive expertise across the UK and the USA. With offices in London and New York, RQC Group specializes in FCA, SEC and CFTC/NFA Compliance Consulting, Regulatory Hosting and e-Learning, servicing clients with AUM in excess of $580 billion. Their industry-leading e-Learning courses deliver engaging solutions across the topics of Senior Managers and Certification Regime (SMCR), FCA Compliance, Anti-Money Laundering, Market Abuse, UK Cyber Security, SEC Compliance and US Cyber Security. All of their UK e-Learning course are CPD-accredited.